Browse Securities Regulation Law Courses

    
This program is designed to introduce viewers to the various business structures available, and to help practitioners determine which structure will best achieve their client's objectives. Although California law is used to frame the discussion, many of the key points...
Credits CA1.00
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Board of director behavior has been under increased scrutiny in recent years. Attorneys advising corporations need a thorough understanding the duties and legal obligations of the board. This program covers real life examples of legal quandaries faced by the board, and...
Credits CA1.00
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With the rise of craft breweries opening at an average of two new breweries a week in California, so do the legal issues that encompass opening these breweries. Please join Candace L. Moon, Esq. of The Craft Beer Attorney as she covers “Legal Issues Faced By Craft...
Credits CA0.75
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The recent passage of the JOBS Act is changing the way startups and businesses receive capital investment. In this program, crowdfunding attorney Mark Roderick will cover the nuts and bolts of equity-based crowdfunding, amendments to Rule 506, Title II and Title III...
Credits CA1.00
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With the death of Justice Scalia and the resulting empty seat on the bench, 2016 shaped up to be one of the more interesting Supreme Court terms in recent history. Join Robert Fitzpatrick as he talks about the current makeup of the Supreme Court, discusses trends in the...
Credits CA1.75
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While there hasn't been much legislative action on Capital Hill since the 2016 election, the new administration has been busy making major changes to rules, regulations, and guidelines affecting workers and employers in the U.S.. In this program, Washington D.C....
Credits CA1.00
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The United States is one of the top countries in the world in incentivizing charitable donations. In this program, Kent Seton will unravel the key charity fundraising and solicitation rules and issues that practitioners commonly face with their business clients and in...
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In-house and outside counsel are generally looked upon to develop and implement risk management strategies for companies. This program gives attorneys the background knowledge they need to help business clients avoid and mitigate various types of risk.
Credits CA0.75
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Crowdfunding has emerged as a great tool for artists and entrepreneurs alike to raise capital for their endeavors. With the popularity of the reward/discount model made popular by websites such as Kickstarter, and the recent changes to the law paving the way for equity...
Credits CA1.25
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The JOBS Act recently paved the way for securities crowdfunding – which will surely revolutionize the way small businesses and start-ups acquire capital. This program explores the new rules, covering investor limits, exemptions, safe harbors, disclosures, and...
Credits CA1.25
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